﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2006-03-22" lims:lastAmendedDate="2006-03-22" lims:current-date="2019-06-21" lims:inforce-start-date="2006-03-22" lims:fid="675763" lims:id="675763" regulation-type="SOR" xml:lang="en" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2006-03-22" lims:fid="675764" lims:id="675764"><InstrumentNumber>SOR/2001-409</InstrumentNumber><RegistrationDate><Date><YYYY>2001</YYYY><MM>10</MM><DD>4</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2006-03-22"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2006-03-22" lims:fid="675766" lims:id="675766"><XRefExternal reference-type="act" link="B-1.01">BANK ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2006-03-22" lims:fid="675767" lims:id="675767">Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2001-1780</OrderNumber><Date><YYYY>2001</YYYY><MM>10</MM><DD>4</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2006-03-22" lims:fid="675768" lims:id="675768"><Provision lims:inforce-start-date="2006-03-22" lims:fid="675769" lims:id="675769" language-align="yes" format-ref="indent-0-0" list-item="no"><Text>Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 983(16)<FootnoteRef idref="footnotea_e">a</FootnoteRef> of the <XRefExternal reference-type="act" link="B-1.01">Bank Act</XRefExternal><FootnoteRef idref="footnoteb_e">b</FootnoteRef>, hereby makes the annexed <XRefExternal reference-type="regulation">Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations</XRefExternal>.</Text><Footnote id="footnotea_e" placement="page" status="official"><Label>a</Label><Text>S.C. 2001, c. 9, s. 183</Text></Footnote><Footnote id="footnoteb_e" placement="page" status="official"><Label>b</Label><Text>S.C. 1991, c. 46</Text></Footnote></Provision></Order><Body lims:inforce-start-date="2006-03-22" lims:fid="675770" lims:id="675770"><Heading lims:inforce-start-date="2006-03-22" lims:fid="675771" lims:id="675771" level="1"><TitleText>Permitted Use of Name</TitleText></Heading><Section lims:inforce-start-date="2006-03-22" lims:lastAmendedDate="2006-03-22" lims:fid="675772" lims:id="675772"><MarginalNote lims:inforce-start-date="2006-03-22" lims:fid="675773" lims:id="675773">Use of name of bank or bank holding company</MarginalNote><Label>1</Label><Text>A person may use the name of a bank or of a bank holding company in a prospectus, offering memorandum, takeover bid circular, advertisement for a transaction related to securities or in any other document in connection with a transaction related to securities if the use is required by law or if the bank or bank holding company, as the case may be, has given its written permission for the use.</Text></Section><Heading lims:inforce-start-date="2006-03-22" lims:fid="675774" lims:id="675774" level="1"><TitleText>Repeal</TitleText></Heading><Section lims:inforce-start-date="2006-03-22" lims:lastAmendedDate="2006-03-22" lims:fid="675775" lims:id="675775"><MarginalNote lims:inforce-start-date="2006-03-22" lims:fid="675776" lims:id="675776">Repeal</MarginalNote><Label>2</Label><Text>[Repeal]</Text></Section><Heading lims:inforce-start-date="2006-03-22" lims:fid="675777" lims:id="675777" level="1"><TitleText>Coming into Force</TitleText></Heading><Section lims:inforce-start-date="2006-03-22" lims:lastAmendedDate="2006-03-22" lims:fid="675778" lims:id="675778" type="transitional"><MarginalNote lims:inforce-start-date="2006-03-22" lims:fid="675779" lims:id="675779">Coming into force</MarginalNote><Label><FootnoteRef idref="footnote1star_e">*</FootnoteRef>3</Label><Text>These Regulations come into force on the day on which subsection 983(1) of the <XRefExternal reference-type="act" link="B-1.01">Bank Act</XRefExternal>, as enacted by section 183 of the <XRefExternal reference-type="act" link="F-11.1">Financial Consumer Agency of Canada Act</XRefExternal>, being chapter 9 of the Statutes of Canada, 2001, comes into force.</Text><Footnote id="footnote1star_e" placement="section" status="editorial"><Label>*</Label><Text>[Note: Regulations in force October 24, 2001, <Emphasis style="italic">see</Emphasis> SI/2001-102.]</Text></Footnote></Section></Body></Regulation>