Prospectus (Insurance Companies and Insurance Holding Companies) Regulations
SOR/2001-413
Registration 2001-10-04
PROSPECTUS (INSURANCE COMPANIES AND INSURANCE HOLDING COMPANIES) REGULATIONS
P.C. 2001-1784 2001-10-04
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to paragraphs 299(1)(a) to (d) and section 883a of the Insurance Companies Actb, hereby makes the annexed Prospectus (Insurance Companies and Insurance Holding Companies) Regulations.
aS.C. 2001, c. 9, s. 465b S.C. 1991, c. 47
Form and Content
Marginal note:Requirements to be met
1 A preliminary prospectus or prospectus relating to the distribution of securities of a company or an insurance holding company must be prepared in compliance with the laws of the province in which the preliminary prospectus or prospectus is to be distributed
(a) respecting the form and content of the preliminary prospectus or prospectus;
(b) specifying the financial statements, reports or other documents that are to be included with the preliminary prospectus or prospectus; and
(c) respecting the disclosure of the material facts in relation to the securities to be distributed.
Distribution
Marginal note:Requirements to be met
2 Every person who distributes a preliminary prospectus or prospectus must comply with the laws of the province in which the preliminary prospectus or prospectus is to be distributed respecting the distribution of the preliminary prospectus or prospectus to prospective purchasers.
Repeal
Marginal note:Repeal
3 The Prospectus (Insurance Companies) Regulations1 are repealed.
1SOR/95-341
Coming into Force
Marginal note:Coming into force
4.* These Regulations come into force on the day on which section 883 of the Insurance Companies Act, as enacted by section 465 of the Financial Consumer Agency of Canada Act, chapter 9 of the Statutes of Canada, 2001, comes into force.
*[Note: Regulations in force October 24, 2001, see SI/2001-102.]
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